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NISM Series IX: Merchant Banking
NISM Series IX: Merchant Banking Certification Examination
Table of Contents
About NISM Series IX: Merchant Banking
NISM Series IX: Merchant Banking Certification Examination is conducted by the National Institute of Securities Markets (NISM), an institution established by SEBI. This certification validates the knowledge and skills required for professionals and aspirants in the Indian securities markets.
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Our mock tests and practice questions mirror the official NISM workbook coverage with detailed explanations for every question.
Key Exam Details
Conducting Body
NISM (National Institute of Securities Markets)
Exam Type
Online remote-proctored MCQ test
Total Questions
100 MCQs
Total Marks
100
Duration
120 minutes
Negative Marking
25% per wrong answer
Passing Criteria
60% required to pass
Exam Fee
₹1,500
Certificate Validity
3 years
Registration
cert.nism.ac.in
Eligibility Criteria
Open to all candidates — students, working professionals, investors, and market intermediaries.
No specific educational qualification is mandated; recommended for those seeking SEBI/NISM certification in this domain.
Registration via the NISM certification portal (cert.nism.ac.in) with a valid photo ID.
Exam Pattern
ModeOnline remote-proctored MCQ test
Questions100 multiple-choice questions
Total Marks100
Duration120 minutes
Passing Score60%
Negative Marking25% per wrong answer
Certificate Validity3 years
Syllabus
NISM Series IX: Merchant Banking
Chapter 1: Introduction To The Capital Market 7%
Chapter 2: Introduction To The Merchant Banking 15%
Chapter 3: Registration, Code Of Conduct & General Obligations Of 15%
Chapter 4: Issue Management – Important Terms 5%
Chapter 5: Issue Management – Process And Underwriting 18%
Chapter 6: Issue Management – General Obligations Of Merchant Bankers 15%
Chapter 7: Other Merchant Banking Activities - Mergers, Acquisitions & 15%
Chapter 8: Other Merchant Banking Activities - Disinvestment, Buyback Of 10%
Chapter 8: Other Merchant Banking Activities - Disinvestment, Buyback Of Equity Shares219
Workbook Questions
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